Securities Law ~ Our Firm provides advice and consultation with respect to all Federal and State securities laws,
with special emphasis on the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Company Act of 1940.
Venture Capital ~ We can provide introductions and legal advice on the location, negotiation and structuring of Venture Capital transactions with Investment Bankers, Institutions, Private Investors, and Offshore Capital Sources.
Securities Litigation ~ We are available to counsel clients with respect to all areas of securities litigation, including SEC Enforcement Actions. Members of the Firm are also available to testify as Forensic Experts in Securities Law cases.
Private Placements ~ The Firm provides advice on raising capital privately through limited private and intrastate offerings, as well as offshore offerings.
Public Offerings ~ Our Lawyers assist companies in raising money publicly through Initial Public Offerings, as well as secondary offerings of Equity Debt and Unit Offerings. Our services are available in all industries and markets, for clients of all size.
Reverse Mergers and Public Shells ~ Our Lawyers can help you create a Public Company utilizing a reverse merger of private operating company into an existing public shell.
Securities Arbitrations ~ Advice is available to individuals seeking to arbitrate claims against licensed securities Broker Dealers and Investment Advisers. We also defend brokerage firms in arbitration proceedings.
Broker Dealer Regulation ~ The Firm is available to advise parties desiring to form securities Broker Dealers and Investment Advisers, assisting them in their organization and compliance with SEC, State and NASD Rules and Regulations.
We also provide continuing advice to Broker Dealers and Investment Advisers on compliance issues and risk avoidance techniques.